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Broker-Dealer Regulation in a Nutshell - Nutshell Series Thomas Lee Hazen 3 Revised edition
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Broker-Dealer Regulation in a Nutshell - Nutshell Series
Thomas Lee Hazen
Provides an introduction to broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives an understanding of basic concepts and the underlying regulatory scheme, providing an explanation of broker-dealer regulation, sales practices, analysts' conflicts of interest, civil liabilities, and arbitration.
339 pages
| Mediji | Grāmatas Paperback Book (Grāmata ar mīksto vāku un līmēto muguru) |
| Izlaists | 2017. gada 30. aprīlis |
| ISBN13 | 9781634603393 |
| Izdevēji | LEG Inc. (dba West Academic Publishing |
| Lapas | 339 |
| Izmēri | 150 × 220 × 10 mm · 280 g |
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